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Kayanush Sharma, 26, like many Indians his age, has dreams: To own a house, get married and find the proverbial pot of gold. But working at a junior level in a Mumbai-based company does not help matters much.

Yet some of his friends seem to be making money -- on the stock markets. They talk about the stock markets being in the 'bull phase.'

Maybe this is the time to step in and make some more money.But where does he start? Does he call up his friend's broker/sub-broker or simply log on to the Net?

How much information and records will he have to maintain besides his personal tax papers? And who will guide him on making the right investments?

Life is not easy in the complex world of trading in securities, but help is at hand

 

There are two basic ways to trade in shares listed on the Indian stock markets:

  • Through a broker/sub-broker.
  • Online: Through an Internet site, where bank and demat (explained later) accounts are electronically integrated. Many banks offer this facility: ICICI Bank, HDFC Bank, etc.

Choosing a stockbroker

So you plan to buy stocks through a stockbroker, is it?

This often becomes the biggest hurdle for a first-time investor. Retail investors in smaller cities and towns have suffered at the hands of dubious brokers and sub-brokers.

Over the past decade, with the strengthening of guidelines by the Securities and Exchange Board of India (the main regulator for the Indian financial markets), it is difficult for the broker to vanish from the scene or commit fraud.Being a registered member of the stock exchange, the broker carries out 'buy' and 'sell' transactions on behalf of his client (the investor) and charges a small fee.

 

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